2nd wave of Cyber Security Audits for Investment Advisors and Broker Dealer is coming!

This is the 2nd wave of communication from the SEC in the past 2 years to focus on the importance of securing a client’s data both internally to your organization and externally with partners and technology service providers, specifically cloud based applications. Investment advisors need to understand that while a decline in portfolio performance may result in the loss of a few relationships, a breach of client data could be much more severe, risking very serious damage to the firm’s reputation.

Read more by clicking here.

  1. No trackbacks yet.

Leave a Reply

Fill in your details below or click an icon to log in:

WordPress.com Logo

You are commenting using your WordPress.com account. Log Out / Change )

Twitter picture

You are commenting using your Twitter account. Log Out / Change )

Facebook photo

You are commenting using your Facebook account. Log Out / Change )

Google+ photo

You are commenting using your Google+ account. Log Out / Change )

Connecting to %s

%d bloggers like this: